Form ADV Search Built for Real Advisor Intelligence
Access more than 5,000 verified broker-dealer firms and hundreds of thousands of registered reps with licensing, rep codes, team structures, compliance details, and custodial relationships.
Turn Form ADV Filings Into Actionable Advisor Intelligence
If you’re searching for a broker-dealer database built for depth, accuracy, and real distribution results, you’re in the right place. We built AdvizorPro to help asset managers, wholesalers, recruiters, and wealthtech teams identify and engage the right B-D firms and registered reps with confidence.
Instead of static lists or outdated contact records, our platform combines AI-assisted discovery with direct sourcing from B-D filings, rep records, custodial disclosures, and team data. Every profile includes the structure, licensing background, connections, and verified contact data you need to move quickly and qualify the right targets.
Why Form ADV Search Works Better With AdvizorPro
Rep and Team Structure Clarity
See which reps belong to which teams, how they roll up across OSJs and branches, and who influences key decisions across the firm. AdvizorPro maps real working relationships, not just a list of names.
Licensing and Registration Depth
Access CRD numbers, state registrations, product approvals, and supervisory roles to understand exactly how each rep or branch is structured and where they operate.
Custodian and Clearing Insights
View custodial and clearing relationships across firms. Whether they work with Fidelity, Schwab, Pershing, or another provider, you can tailor your outreach to align with existing workflows.
Grounded in Regulatory Accuracy
Every Form ADV record is sourced directly from SEC filings and verified through automated checks and human review. We monitor amendments, ownership changes, service updates, and disclosures continuously.
You get regulatory-grade accuracy with modern usability, giving compliance teams confidence and revenue teams clarity.
Built for Teams That Rely on ADV Data
Form ADV Search supports teams that need both regulatory confidence and commercial insight.
Asset Managers
Identify RIAs aligned with your strategies by services offered, AUM composition, ownership structure, and custody relationships disclosed in ADV filings.
Start Free TrialSales and Distribution Teams
Understand firm decision makers, fee models, and advisory scope before outreach. Spend less time qualifying and more time engaging the right firms.
Start Free TrialWealthtech Platforms
Target RIAs based on business model, services offered, and operational complexity surfaced directly from ADV disclosures.
Start Free TrialRecruiters and M&A Teams
Analyze ownership changes, affiliated entities, control persons, and firm structure to surface lift-out and acquisition signals earlier.
Start Free TrialKey Features of Form ADV Search
Every feature is designed to make regulatory data usable across sales, compliance, and strategy.
ADV Part 1 and Part 2 Parsing
Search firm-level disclosures, ownership, services, and business practices across all ADV sections.
Ownership and Control Mapping
See control persons, private ownership, affiliates, and related entities clearly mapped.
RIA Firm Structure
Understand legal structure, number of employees, office locations, and registration footprint.
Custodian and Service Disclosure Signals
Identify custody relationships, advisory services offered, and client types served.
Regulatory History and Amendments
Track filing updates, material changes, and historical disclosures over time.
Advisor and Team Linkage
Connect ADV firm data directly to individual advisors and teams across the platform.
CRM Integration
Sync Form ADV insights directly into Salesforce, HubSpot, Dynamics, or Snowflake.
From Regulatory Research to CRM Instantly
Form ADV Search is not a standalone research tool. Every insight flows directly into your workflow. Firm attributes, ownership data, services, and disclosures sync automatically into your CRM so teams stay aligned without spreadsheets or manual uploads.
Form ADV Intelligence Attributes Include:
Each attribute connects back to a verified Form ADV record for confidence and traceability.
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Regulatory Data With Real Context
Form ADV filings contain valuable signals, but only when interpreted correctly. AdvizorPro connects filings to advisor teams, firm growth, and behavioral trends so you can spot opportunity earlier.
You see which firms are expanding, restructuring ownership, adding services, or changing operational models before those signals appear in traditional databases.
Why Traditional ADV
Research Falls Short
Some common pain points include:
- Static PDF filings
- No connection between firms and advisors
- Difficult ownership interpretation
- No change tracking
- No CRM delivery
The AdvizorPro
Difference:
- ADV Data Made Searchable
We structure filings so you can search and analyze instantly. - Connected Advisor Intelligence
ADV data links directly to advisors, teams, and firm context. - Continuous Monitoring
Amendments and updates refresh automatically so insights stay current.
You get living regulatory intelligence, not static filings.
From ADV Filings to Actionable Intelligence
Before AdvizorPro
- Manual PDF review
- Disconnected firm records
- Limited context on ownership
- No change alerts
- Manual CRM entry
With AdvizorPro
- Structured ADV search
- Firm and advisor linkage
- Clear ownership and control mapping
- Continuous updates
- CRM-ready intelligence
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Start a free trial and prospect smarter
Frequently Asked Questions About Our Form ADV Search
Form ADV Search in AdvizorPro is a purpose-built way to explore SEC Form ADV filings without dealing with raw PDFs or fragmented disclosures. The platform ingests ADV Part 1 and Part 2 filings, structures the data, and connects it to firm, advisor, and team records. This allows you to understand firm ownership, control persons, services offered, custody relationships, and regulatory history in one unified view that is designed for research, targeting, and CRM activation.
Form ADV data inside AdvizorPro updates continuously as firms submit amendments to the SEC. The platform monitors filing changes, material updates, and annual amendments so firm profiles reflect the most recent disclosures available. Instead of relying on static snapshots, you can see how a firm’s structure, services, or ownership has changed over time. This ensures that decisions are based on current regulatory information rather than outdated filings.
Yes. One of the key advantages of AdvizorPro’s Form ADV Search is that firm-level filings are directly connected to individual advisors, teams, and organizational hierarchies. You can move from an RIA’s ADV filing to the advisors operating within that firm, understand reporting lines, and see how individuals fit into the broader structure. This provides context that traditional ADV research tools and standalone filings cannot offer.
All Form ADV data in AdvizorPro is sourced from public SEC regulatory filings and verified through automated checks and human review. The platform structures this information for compliant internal use, research, and outreach planning. When combined with verified contact data and CRM integrations, teams can ensure that outreach is informed by accurate, publicly disclosed firm information while maintaining internal compliance standards and auditability across workflows.
Yes. AdvizorPro allows you to filter and segment RIAs based on services disclosed in Form ADV filings, including advisory focus, fee structure, client types served, custody arrangements, and business practices. This makes it easier to identify firms that align with your specific strategy, product, or platform. Instead of broad lists, you can build targeted views of firms that match defined operational and regulatory characteristics.
Form ADV Search integrates directly with Salesforce, HubSpot, Microsoft Dynamics, Snowflake, and custom data environments. Firm attributes, ownership details, regulatory disclosures, and related advisor records can be synced into your CRM with full field mapping. This removes the need for manual uploads or spreadsheet work and ensures that regulatory context stays connected to accounts, opportunities, and reporting inside your existing sales and marketing systems.
The SEC website provides access to raw Form ADV filings, typically as PDFs or static records that require manual review and interpretation. AdvizorPro transforms those filings into structured, searchable intelligence that connects firms to advisors, teams, and workflows. The difference is not access, but usability. AdvizorPro saves time, reduces interpretation errors, and makes regulatory data actionable across research, targeting, and CRM processes.
You can get started with a free trial of AdvizorPro. The trial provides access to Form ADV Search, firm profiles, linked advisor records, and CRM integration capabilities. This allows you to test how structured ADV data fits into your existing workflows, evaluate data depth and accuracy, and see how regulatory filings can move from static research to actionable intelligence without a long onboarding process.